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AIモデルは自らの「憲法」にどれだけ従うのか?
※ 日本語タイトル・ポイントはAIによる自動生成です。正確な内容は原論文をご確認ください。
ポイント
- AIモデルが、開発者が定めた行動規範(憲法)にどれだけ忠実に従うかを検証する監査パイプラインを提案した。
- 最新世代のモデルは、以前の世代よりも自らの規範への違反率が大幅に低下しており、改善が見られた。
- しかし、AIのアイデンティティに関する質問や、エージェントとしての展開における不可逆的な行動、偽の定量的主張など、依然として課題が残ることが明らかになった。
Abstract
Frontier AI developers now train models against long written behavioral specifications, such as Anthropic's constitution (Anthropic, 2025a) and OpenAI's Model Spec (OpenAI, 2025a), integrated into post-training via methods like character training (Anthropic, 2024) and deliberative alignment (Guan et al., 2024). These documents serve a governance function, but it is unclear how well models actually follow them under adversarial, multi-turn pressure similar to what they would face in real-world deployment. We propose a multi-method audit pipeline that treats each lab's published specification as an auditable target: it decomposes the specification into atomic testable tenets (205 for Anthropic, 197 for OpenAI), generates multi-turn adversarial scenarios with the Petri auditing agent (Anthropic, 2025b), runs a modified SURF-style rubric search (Murray et al., 2026) to catch shallow single-turn failures Petri misses, validates flagged transcripts against the relevant specification, and compares the findings against the lab's own published system card. Applying the pipeline across seven models per specification, we find that models follow their own lab's specification substantially better with each generation. On Anthropic's constitution, the Claude family falls from a 15.0% violation rate (Sonnet 4) to 2.0% (Sonnet 4.6); on OpenAI's Model Spec, the GPT family falls from 11.7% (GPT-4o) to 3.6% (GPT-5.2 medium reasoning), with the severity ceiling falling from 10/10 to 7/10. We cannot externally isolate whether these gains come from specification-specific training, broader post-training improvements, or evaluation awareness. Remaining failures cluster around operator-imposed personas under AI-identity questioning, irreversible action in agentic deployments, and fabricated quantitative claims with false precision.
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